Working Papers

Working Paper 49
Arbitrage and Optimal Portfolio Choice with Financial Constrain

Helmut Elsinger and Martin Summer

August 24, 2001

 

The opinions are strictly those of the authors and in no way commit the OeNB.


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In this paper Helmut Elsinger and Martin Summer analyze the pricing of risky income streams in a world with competitive security markets and portfolio constraints. The authors investigate how one can transfer concepts and pricing techniques from a world without frictions to such a more realistic situation. Basically two new aspects arise: The no arbitrage condition has to be replaced by a weaker concept, which is called no unlimited arbitrage. Furthermore an appropriate technique is required for deriving from this concept a pricing theory for contingent claims. The authors show how to achieve this task in a simple way, which is applicable to many relevant constraint situations.


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    Arbitrage and Optimal Portfolio Choice with Financial Constraints Helmut Elsinger and Martin Summer

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